CAMS (Certified Anti-Money Laundering Specialist)
8 个单元 · 44 个章节
免费 CAMS (Certified Anti-Money Laundering Specialist) 学习笔记，适合 CAMS 学生。每个章节都覆盖一个重点主题，并附例题与可延伸到 thinka app 的练习提示。
Risks and Methods of Money Laundering and Terrorist Financing
The Three Stages in the Money Laundering Cycle
AML/CFT Compliance Programs and Individual Accountability
Corporate Vehicles Used to Facilitate Illicit Finance
Understanding the Risks and Methods of Financial Crime
Defining AML, CFT, Sanctions, Fraud, Anti-Bribery and Corruption, and Tax Evasion
Economic, Reputational and Social Consequences of Financial Crime
Financial Crime Risks in Banking: Products, High-Risk Sectors and PEPs
Financial Crime Risks in MSBs, Payment Service Providers, E-Commerce and Insurance
Financial Crime Risks in Virtual Assets, Gaming and Real Estate
Financial Crime Risks Related to Gatekeepers, Trusts and Company Service Providers
Financial Crime Risks in Other High-Risk Business Sectors and Structures
Terrorist Financing
Compliance Standards for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT)
The Basel Committee on Banking Supervision
FATF-Style Regional Bodies
Organization of American States: Inter-American Drug Abuse Control Commission (CICAD)
The World Bank and the International Monetary Fund
Global AFC Frameworks, Governance and Regulations
The Financial Action Task Force: Role, Recommendations and Regional Bodies
The United Nations' Role and Sanctions Regimes
Regulators, Law Enforcement and Financial Intelligence Units: Roles and Cooperation
Public-Private Partnerships and Industry Collaboration Against Financial Crime
National and Sectoral Risk Assessments and the Risk-Based Approach
AFC Regulatory Regimes in the US, EU and Other Jurisdictions
Related Laws Affecting AFC: Data Privacy, ESG, Conduct and Financial Inclusion
Building an Anti-Financial Crime Compliance Program
Compliance Program Fundamentals: Core Pillars, Three Lines of Defense and FC Team Structure
Risk Appetite Statements and Enterprise Risk Assessment
Policies, Procedures, Governance Committees, Training and Awareness
Customer Lifecycle Controls: KYC, CDD, EDD and Employee Due Diligence
Investigating Unusual Activity and Filing the Suspicious Activity Report
Escalation, Offboarding and Responding to Law Enforcement Requests
Management Reporting, KPIs/KRIs and Coordination with Other Risk Functions
Money Laundering, Terrorist Financing and Sanctions Red Flags
AML, CFT and Sanctions Compliance Programs
Conducting and Supporting the Investigation Process
Sources of Investigations
Conducting the Investigation
Communicating with Law Enforcement on STRs
Responding to a Law Enforcement Investigation
Cooperating with Law Enforcement and Obtaining Counsel
Interviewing Employees and Media Relations
AML/CFT Cooperation Between Countries
Financial Intelligence Units and Information-Sharing Networks
Tools and Technologies to Fight Financial Crime
Onboarding Technologies: E-KYC, Digital Identity, Biometrics and External Data Sources
Sanctions and Watchlist Screening: Name Screening, Fuzzy Logic and List Management
Ongoing Monitoring: Perpetual KYC, Adverse Media and Batch Screening
Payment Screening and Transaction Monitoring: Rules-Based and AI/Machine-Learning Approaches
Investigative Technologies: Open-Source Tools, Automation and Network Analysis
Data Privacy, Tool Selection and Operational Effectiveness
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