Question 1 · essay
15 marksSection A: European Option
Russia from autocracy to revolution, 1881–1924
Read the following sources and then answer the question.
SOURCE A
From a speech by Vladimir Lenin to the Tenth Congress of the Russian Communist Party, March 1921.
Comrades, the severe crisis in peasant agriculture and the exhaustion of the country demand an immediate shift in policy. We must frankly admit that our attempt to transition directly to purely communist production and distribution exceeded our strength. The peasant cannot survive under continuous grain requisitioning; he has no incentive to cultivate the land when all surplus is seized by the state. Replacing grain requisitioning with a fixed tax in kind will allow the peasant to trade his remaining produce freely. This temporary retreat to state capitalism is necessary to preserve the alliance between industrial workers and the peasantry, saving the Soviet Republic from economic ruin.
SOURCE B
From an article published by a member of the Workers' Opposition group within the Bolshevik Party, April 1921.
The New Economic Policy is not an orderly tactical retreat, but an ideological surrender to petty-bourgeois elements. By abandoning state requisitioning and tolerating private trade, the Party leadership is re-establishing the market forces that nurture capitalism. Instead of trusting the revolutionary industrial proletariat and democratising factory management, concessions are being granted to rural speculators and private merchants. The leadership claims this is done to feed the towns, but in reality it stems from fear of peasant rebellions and a lack of faith in genuine socialist planning. This policy threatens to betray the hard-won achievements of October 1917.
SOURCE C
From a diplomatic memorandum sent by a British trade official in Moscow to the Foreign Office in London, November 1921.
The Soviet government's new economic measures are a pragmatic response to complete economic collapse. Widespread famine in the Volga provinces, transport breakdown, and urban depopulation have compelled the Bolshevik authorities to abandon their doctrinaire socialist experiments. Private retail shops and small enterprises have reopened rapidly in Moscow, bringing food back to the markets. Lenin has clearly recognised that without concessions to peasant self-interest and international trade agreements, the Soviet regime faces imminent collapse under the weight of peasant rebellion and industrial paralysis.
SOURCE D
From the manifesto published by the Kronstadt sailors and workers during the Kronstadt revolt, March 1921.
By carrying out the October Revolution, the working class hoped to achieve liberation. Instead, the Communist dictatorship has brought complete enslavement, terror, and economic ruin. The Bolsheviks now offer minor economic concessions like trading rights only because they tremble before the wrath of the workers and peasants. A tax in kind cannot disguise the fact that bureaucratic despotism remains intact. What Russia requires is not a mock revival of capitalism under Party supervision, but the restoration of genuine soviet democracy, freedom of speech, and the end of armed grain detachments.
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Read Source A and Source B.
Compare and contrast these sources as evidence about the reasons for introducing the New Economic Policy (NEP). [15]
Russia from autocracy to revolution, 1881–1924
Read the following sources and then answer the question.
SOURCE A
From a speech by Vladimir Lenin to the Tenth Congress of the Russian Communist Party, March 1921.
Comrades, the severe crisis in peasant agriculture and the exhaustion of the country demand an immediate shift in policy. We must frankly admit that our attempt to transition directly to purely communist production and distribution exceeded our strength. The peasant cannot survive under continuous grain requisitioning; he has no incentive to cultivate the land when all surplus is seized by the state. Replacing grain requisitioning with a fixed tax in kind will allow the peasant to trade his remaining produce freely. This temporary retreat to state capitalism is necessary to preserve the alliance between industrial workers and the peasantry, saving the Soviet Republic from economic ruin.
SOURCE B
From an article published by a member of the Workers' Opposition group within the Bolshevik Party, April 1921.
The New Economic Policy is not an orderly tactical retreat, but an ideological surrender to petty-bourgeois elements. By abandoning state requisitioning and tolerating private trade, the Party leadership is re-establishing the market forces that nurture capitalism. Instead of trusting the revolutionary industrial proletariat and democratising factory management, concessions are being granted to rural speculators and private merchants. The leadership claims this is done to feed the towns, but in reality it stems from fear of peasant rebellions and a lack of faith in genuine socialist planning. This policy threatens to betray the hard-won achievements of October 1917.
SOURCE C
From a diplomatic memorandum sent by a British trade official in Moscow to the Foreign Office in London, November 1921.
The Soviet government's new economic measures are a pragmatic response to complete economic collapse. Widespread famine in the Volga provinces, transport breakdown, and urban depopulation have compelled the Bolshevik authorities to abandon their doctrinaire socialist experiments. Private retail shops and small enterprises have reopened rapidly in Moscow, bringing food back to the markets. Lenin has clearly recognised that without concessions to peasant self-interest and international trade agreements, the Soviet regime faces imminent collapse under the weight of peasant rebellion and industrial paralysis.
SOURCE D
From the manifesto published by the Kronstadt sailors and workers during the Kronstadt revolt, March 1921.
By carrying out the October Revolution, the working class hoped to achieve liberation. Instead, the Communist dictatorship has brought complete enslavement, terror, and economic ruin. The Bolsheviks now offer minor economic concessions like trading rights only because they tremble before the wrath of the workers and peasants. A tax in kind cannot disguise the fact that bureaucratic despotism remains intact. What Russia requires is not a mock revival of capitalism under Party supervision, but the restoration of genuine soviet democracy, freedom of speech, and the end of armed grain detachments.
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Read Source A and Source B.
Compare and contrast these sources as evidence about the reasons for introducing the New Economic Policy (NEP). [15]
Show answer & marking schemeHide answer & marking scheme
Worked solution
### Identification of Similarities
- Acknowledgement of the Peasant Crisis: Both sources agree that peasant unrest and agricultural dissatisfaction were central drivers behind the introduction of the NEP. Source A states that the peasant 'cannot survive under continuous grain requisitioning' and lacks incentive without the right to trade surplus, while Source B confirms that the policy 'stems from fear of peasant rebellions' and responds to rural pressure.
- Recognition of the Economic Shift / Retreat: Both sources recognise that the NEP represents a step away from purely communist distribution towards market mechanisms/capitalism. Source A describes it as a 'temporary retreat to state capitalism' and replacing requisitioning with a 'fixed tax in kind' allowing free trade, while Source B highlights that the leadership is 'abandoning state requisitioning and tolerating private trade', re-establishing market forces.
- The Immediate Necessity of Feeding the Urban Population: Both sources acknowledge the problem of feeding the towns and maintaining the economy. Source A notes the 'severe crisis in peasant agriculture and the exhaustion of the country', while Source B references the leadership's argument that the NEP 'is done to feed the towns'.
### Identification of Differences
- Pragmatic Preservation vs Ideological Capitulation: Source A presents the NEP as a rational, necessary, and controlled 'tactical retreat' designed to 'preserve the alliance between industrial workers and the peasantry' and save the Soviet Republic from ruin. In contrast, Source B condemns it as an 'ideological surrender to petty-bourgeois elements' and an act driven by 'fear' and a 'lack of faith in genuine socialist planning'.
- Assessment of Peasant Concessions: Source A frames the concessions (tax in kind, private trade) positively as essential incentives to encourage agricultural cultivation. Source B views these same concessions negatively as handouts to 'rural speculators and private merchants' that undermine the revolutionary industrial proletariat.
- Long-term Threat vs Salvation of the Revolution: Source A views the NEP as vital to 'saving the Soviet Republic', whereas Source B warns that it 'threatens to betray the hard-won achievements of October 1917'.
### Evaluation and Contextual Explanation
- Contextual Knowledge: Following the Civil War (1918–1920), War Communism had crippled agricultural output, leading to severe peasant revolts (such as the Tambov rebellion) and industrial strikes, culminating in the Kronstadt revolt of March 1921. Lenin recognised that forcible grain requisitioning (prodrazvyorstka) was causing widespread famine and economic collapse, necessitating the tax in kind (prodnalog) and a limited restoration of market trade.
- Provenance and Purpose of Source A: Lenin was speaking as Party leader to the Tenth Party Congress in March 1921. His objective was to persuade a sceptical and ideologically committed Bolshevik membership to accept a difficult compromise with capitalism. Hence, he emphasises the crisis as an objective material barrier ('exceeded our strength') and frames it strictly as a 'temporary retreat' to preserve the worker-peasant alliance (smychka).
- Provenance and Purpose of Source B: Source B is written from the perspective of the Workers' Opposition (led by figures like Shlyapnikov and Kollontai) in April 1921. They were committed to proletarian trade union control of industry and saw the NEP as a dangerous appeasement of the peasantry and a betrayal of Marxist principles. Their purpose was to rally left-wing opposition within the party against the central leadership's pivot towards market mechanisms.
- Conclusion: Both sources provide valuable contemporary evidence of the immense pressure facing the Bolshevik leadership in early 1921, but their interpretations diverge sharply due to Lenin's pragmatic drive for state survival versus the Workers' Opposition's doctrinal defence of proletarian socialist purity.
- Acknowledgement of the Peasant Crisis: Both sources agree that peasant unrest and agricultural dissatisfaction were central drivers behind the introduction of the NEP. Source A states that the peasant 'cannot survive under continuous grain requisitioning' and lacks incentive without the right to trade surplus, while Source B confirms that the policy 'stems from fear of peasant rebellions' and responds to rural pressure.
- Recognition of the Economic Shift / Retreat: Both sources recognise that the NEP represents a step away from purely communist distribution towards market mechanisms/capitalism. Source A describes it as a 'temporary retreat to state capitalism' and replacing requisitioning with a 'fixed tax in kind' allowing free trade, while Source B highlights that the leadership is 'abandoning state requisitioning and tolerating private trade', re-establishing market forces.
- The Immediate Necessity of Feeding the Urban Population: Both sources acknowledge the problem of feeding the towns and maintaining the economy. Source A notes the 'severe crisis in peasant agriculture and the exhaustion of the country', while Source B references the leadership's argument that the NEP 'is done to feed the towns'.
### Identification of Differences
- Pragmatic Preservation vs Ideological Capitulation: Source A presents the NEP as a rational, necessary, and controlled 'tactical retreat' designed to 'preserve the alliance between industrial workers and the peasantry' and save the Soviet Republic from ruin. In contrast, Source B condemns it as an 'ideological surrender to petty-bourgeois elements' and an act driven by 'fear' and a 'lack of faith in genuine socialist planning'.
- Assessment of Peasant Concessions: Source A frames the concessions (tax in kind, private trade) positively as essential incentives to encourage agricultural cultivation. Source B views these same concessions negatively as handouts to 'rural speculators and private merchants' that undermine the revolutionary industrial proletariat.
- Long-term Threat vs Salvation of the Revolution: Source A views the NEP as vital to 'saving the Soviet Republic', whereas Source B warns that it 'threatens to betray the hard-won achievements of October 1917'.
### Evaluation and Contextual Explanation
- Contextual Knowledge: Following the Civil War (1918–1920), War Communism had crippled agricultural output, leading to severe peasant revolts (such as the Tambov rebellion) and industrial strikes, culminating in the Kronstadt revolt of March 1921. Lenin recognised that forcible grain requisitioning (prodrazvyorstka) was causing widespread famine and economic collapse, necessitating the tax in kind (prodnalog) and a limited restoration of market trade.
- Provenance and Purpose of Source A: Lenin was speaking as Party leader to the Tenth Party Congress in March 1921. His objective was to persuade a sceptical and ideologically committed Bolshevik membership to accept a difficult compromise with capitalism. Hence, he emphasises the crisis as an objective material barrier ('exceeded our strength') and frames it strictly as a 'temporary retreat' to preserve the worker-peasant alliance (smychka).
- Provenance and Purpose of Source B: Source B is written from the perspective of the Workers' Opposition (led by figures like Shlyapnikov and Kollontai) in April 1921. They were committed to proletarian trade union control of industry and saw the NEP as a dangerous appeasement of the peasantry and a betrayal of Marxist principles. Their purpose was to rally left-wing opposition within the party against the central leadership's pivot towards market mechanisms.
- Conclusion: Both sources provide valuable contemporary evidence of the immense pressure facing the Bolshevik leadership in early 1921, but their interpretations diverge sharply due to Lenin's pragmatic drive for state survival versus the Workers' Opposition's doctrinal defence of proletarian socialist purity.
Marking scheme
Marking Bands for Paper 1 Part (a) [15 marks]:
- Level 4 (12–15 marks): Developed comparison with evaluation.
- Identifies both similarities and differences between Source A and Source B with explicit, accurate quotations/paraphrases.
- Evaluates the sources in their historical context, commenting effectively on provenance, purpose, audience, and the reliability/bias of Lenin and the Workers' Opposition at the Tenth Party Congress in 1921.
- Explains why the similarities and differences exist (e.g. pragmatic governance under economic collapse vs ideological purity/left-wing Bolshevik dissent).
- Level 3 (8–11 marks): Compares content of both sources.
- Clearly identifies and explains points of agreement and disagreement.
- Uses explicit textual references from both Source A and Source B.
- May attempt evaluation/contextualisation, but this is partial or limited.
- Level 2 (4–7 marks): Identifies similarities OR differences only, or limited comparison.
- Compares the sources on only one side (either only similarities or only differences), OR makes superficial comparative points without developed textual support.
- May describe or summarise the sources sequentially rather than comparing directly.
- Level 1 (1–3 marks): Basic / unsupported assertions.
- Paraphrases or quotes parts of the sources with little or no valid comparison.
- Misunderstands the sources or produces general assertions about the NEP without direct comparison.
- Level 0 (0 marks): No creditworthy response.
Accept any other valid responses.
- Level 4 (12–15 marks): Developed comparison with evaluation.
- Identifies both similarities and differences between Source A and Source B with explicit, accurate quotations/paraphrases.
- Evaluates the sources in their historical context, commenting effectively on provenance, purpose, audience, and the reliability/bias of Lenin and the Workers' Opposition at the Tenth Party Congress in 1921.
- Explains why the similarities and differences exist (e.g. pragmatic governance under economic collapse vs ideological purity/left-wing Bolshevik dissent).
- Level 3 (8–11 marks): Compares content of both sources.
- Clearly identifies and explains points of agreement and disagreement.
- Uses explicit textual references from both Source A and Source B.
- May attempt evaluation/contextualisation, but this is partial or limited.
- Level 2 (4–7 marks): Identifies similarities OR differences only, or limited comparison.
- Compares the sources on only one side (either only similarities or only differences), OR makes superficial comparative points without developed textual support.
- May describe or summarise the sources sequentially rather than comparing directly.
- Level 1 (1–3 marks): Basic / unsupported assertions.
- Paraphrases or quotes parts of the sources with little or no valid comparison.
- Misunderstands the sources or produces general assertions about the NEP without direct comparison.
- Level 0 (0 marks): No creditworthy response.
Accept any other valid responses.