CAMS (Certified Anti-Money Laundering Specialist)

4個單元 · 29個課題

免費的CAMS (Certified Anti-Money Laundering Specialist)學習筆記，專為CAMS學生準備。下列每個章節都涵蓋一個重點主題，附有例題與練習提示，可在 thinka 應用程式中延伸練習。

Understanding the Risks and Methods of Financial Crime

  • Defining AML, CFT, Sanctions, Fraud, Anti-Bribery and Corruption, and Tax Evasion

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  • Economic, Reputational and Social Consequences of Financial Crime

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  • Financial Crime Risks in Banking: Products, High-Risk Sectors and PEPs

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  • Financial Crime Risks in MSBs, Payment Service Providers, E-Commerce and Insurance

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  • Financial Crime Risks in Virtual Assets, Gaming and Real Estate

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  • Financial Crime Risks Related to Gatekeepers, Trusts and Company Service Providers

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  • Financial Crime Risks in Other High-Risk Business Sectors and Structures

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  • Terrorist Financing

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Global AFC Frameworks, Governance and Regulations

  • The Financial Action Task Force: Role, Recommendations and Regional Bodies

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  • The United Nations' Role and Sanctions Regimes

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  • Regulators, Law Enforcement and Financial Intelligence Units: Roles and Cooperation

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  • Public-Private Partnerships and Industry Collaboration Against Financial Crime

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  • National and Sectoral Risk Assessments and the Risk-Based Approach

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  • AFC Regulatory Regimes in the US, EU and Other Jurisdictions

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  • Related Laws Affecting AFC: Data Privacy, ESG, Conduct and Financial Inclusion

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Building an Anti-Financial Crime Compliance Program

  • Compliance Program Fundamentals: Core Pillars, Three Lines of Defense and FC Team Structure

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  • Risk Appetite Statements and Enterprise Risk Assessment

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  • Policies, Procedures, Governance Committees, Training and Awareness

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  • Customer Lifecycle Controls: KYC, CDD, EDD and Employee Due Diligence

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  • Investigating Unusual Activity and Filing the Suspicious Activity Report

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  • Escalation, Offboarding and Responding to Law Enforcement Requests

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  • Management Reporting, KPIs/KRIs and Coordination with Other Risk Functions

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  • Money Laundering, Terrorist Financing and Sanctions Red Flags

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Tools and Technologies to Fight Financial Crime

  • Onboarding Technologies: E-KYC, Digital Identity, Biometrics and External Data Sources

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  • Sanctions and Watchlist Screening: Name Screening, Fuzzy Logic and List Management

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  • Ongoing Monitoring: Perpetual KYC, Adverse Media and Batch Screening

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  • Payment Screening and Transaction Monitoring: Rules-Based and AI/Machine-Learning Approaches

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  • Investigative Technologies: Open-Source Tools, Automation and Network Analysis

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  • Data Privacy, Tool Selection and Operational Effectiveness

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