CAMS (Certified Anti-Money Laundering Specialist)

Risks and Methods of Money Laundering and Terrorist Financing

• The Three Stages in the Money Laundering Cycle

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• AML/CFT Compliance Programs and Individual Accountability

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• Corporate Vehicles Used to Facilitate Illicit Finance

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Understanding the Risks and Methods of Financial Crime

• Defining AML, CFT, Sanctions, Fraud, Anti-Bribery and Corruption, and Tax Evasion

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• Economic, Reputational and Social Consequences of Financial Crime

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• Financial Crime Risks in Banking: Products, High-Risk Sectors and PEPs

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• Financial Crime Risks in MSBs, Payment Service Providers, E-Commerce and Insurance

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• Financial Crime Risks in Virtual Assets, Gaming and Real Estate

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• Financial Crime Risks Related to Gatekeepers, Trusts and Company Service Providers

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• Financial Crime Risks in Other High-Risk Business Sectors and Structures

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• Terrorist Financing

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Compliance Standards for Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT)

• The Basel Committee on Banking Supervision

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• FATF-Style Regional Bodies

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• Organization of American States: Inter-American Drug Abuse Control Commission (CICAD)

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• The World Bank and the International Monetary Fund

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Global AFC Frameworks, Governance and Regulations

• The Financial Action Task Force: Role, Recommendations and Regional Bodies

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• The United Nations' Role and Sanctions Regimes

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• Regulators, Law Enforcement and Financial Intelligence Units: Roles and Cooperation

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• Public-Private Partnerships and Industry Collaboration Against Financial Crime

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• National and Sectoral Risk Assessments and the Risk-Based Approach

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• AFC Regulatory Regimes in the US, EU and Other Jurisdictions

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• Related Laws Affecting AFC: Data Privacy, ESG, Conduct and Financial Inclusion

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Building an Anti-Financial Crime Compliance Program

• Compliance Program Fundamentals: Core Pillars, Three Lines of Defense and FC Team Structure

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• Risk Appetite Statements and Enterprise Risk Assessment

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• Policies, Procedures, Governance Committees, Training and Awareness

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• Customer Lifecycle Controls: KYC, CDD, EDD and Employee Due Diligence

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• Investigating Unusual Activity and Filing the Suspicious Activity Report

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• Escalation, Offboarding and Responding to Law Enforcement Requests

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• Management Reporting, KPIs/KRIs and Coordination with Other Risk Functions

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• Money Laundering, Terrorist Financing and Sanctions Red Flags

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AML, CFT and Sanctions Compliance Programs

Conducting and Supporting the Investigation Process

• Sources of Investigations

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• Conducting the Investigation

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• Communicating with Law Enforcement on STRs

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• Responding to a Law Enforcement Investigation

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• Cooperating with Law Enforcement and Obtaining Counsel

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• Interviewing Employees and Media Relations

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• AML/CFT Cooperation Between Countries

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• Financial Intelligence Units and Information-Sharing Networks

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Tools and Technologies to Fight Financial Crime

• Onboarding Technologies: E-KYC, Digital Identity, Biometrics and External Data Sources

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• Sanctions and Watchlist Screening: Name Screening, Fuzzy Logic and List Management

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• Ongoing Monitoring: Perpetual KYC, Adverse Media and Batch Screening

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• Payment Screening and Transaction Monitoring: Rules-Based and AI/Machine-Learning Approaches

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• Investigative Technologies: Open-Source Tools, Automation and Network Analysis

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• Data Privacy, Tool Selection and Operational Effectiveness

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